Filing Details
- Accession Number:
- 0001225208-10-005312
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-23 12:00:00
- Reporting Period:
- 2010-02-19
- Filing Date:
- 2010-02-23
- Accepted Time:
- 2010-02-23 15:00:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184668 | C Robert Golden | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-19 | 145 | $51.16 | 34,298 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-19 | 349 | $51.16 | 0 | No | 4 | S | Indirect | By Robert C. Golden Irrevocable Trust |
Common Stock | Disposition | 2010-02-19 | 69 | $51.16 | 0 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Robert C. Golden Irrevocable Trust |
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 281 | Indirect | By 401(k) |
Footnotes
- Following the transactions reported on this Form 4, the reporting person continues to hold 34,298 shares directly and 281 shares indirectly in a 401(k) account. The reporting person also holds an additional 206,670 vested stock options, 58,462 unvested stock options, 23,289 restricted stock units and 11,897 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- Beneficial ownership includes shares acquired under The Prudential Employee Savings Plan which are exempt transactions pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).