Filing Details
- Accession Number:
- 0001181431-10-008735
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2009-07-17
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 14:06:06
- Original Submission Date:
- 2009-07-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1014041 | Sri Surgical Express Inc | STRC | Services-Personal Services (7200) | 593252632 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250095 | R Wayne Peterson | 2779 Camden Road Clearwater FL 33759 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Disposition | 2009-07-17 | 75 | $1.50 | 244,072 | No | 4 | S | Indirect | By Peterson Partners Ltd. (See Footnote 3) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Peterson Partners Ltd. (See Footnote 3) |
Footnotes
- Sold pursuant to a margin call.
- These shares were omitted from the reporting person's original Form 4.
- This amount includes (i) 42,608 shares of Common Stock owned by the Wayne R. Peterson Grantor Retained Annuity Trust, of which Mr. Peterson is trustee, (ii) 42,609 shares of Common Stock owned by the Theresa A. Peterson Grantor Retained Annuity Trust, of which Mrs. Peterson, Mr. Peterson's wife, is trustee, (iii) 31,044 shares of Common Stock owned by Mr. and Mrs. Peterson as tenants by the entireties, and (iv) 127,811 shares of Common Stock owned by Peterson Partners, Ltd., a Colorado limited partnership, of which Peterson Holdings, Inc., a Colorado corporation, is the general partner. Mr. and Mrs. Peterson jointly own all of the issued and outstanding voting sotck of Peterson Holdings, Inc.