Filing Details
- Accession Number:
- 0001140361-10-005153
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-02-09 12:00:00
- Reporting Period:
- 2006-11-08
- Filing Date:
- 2010-02-09
- Accepted Time:
- 2010-02-09 20:43:56
- Original Submission Date:
- 2006-11-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1063494 | Kbw Inc. | KBW | Security Brokers, Dealers & Flotation Companies (6211) | 134055775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194343 | M Daniel Healy | C/O Kbw, Inc. 787 Seventh Avenue New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2006-11-08 | 5,000 | $21.00 | 15,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- 1. This is the second amendment to the Form 4 that was filed by the reporting person on November 13, 2006. The first amendment to such Form 4 was filed on March 15, 2007.
Billionaire Hedge Funds
