Filing Details
- Accession Number:
- 0000769993-10-000088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-10 12:00:00
- Reporting Period:
- 2010-02-08
- Filing Date:
- 2010-02-10
- Accepted Time:
- 2010-02-10 16:03:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180591 | E Esta Stecher | C/O Goldman, Sachs &Amp; Co. 85 Broad Street New York, NY 10004 | Executive Vp - General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-02-08 | 11,445 | $82.88 | 265,724 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-02-08 | 11,445 | $152.65 | 254,279 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-02-08 | 10,429 | $91.61 | 264,708 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-02-08 | 10,429 | $152.71 | 254,279 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-02-08 | 9,191 | $78.87 | 263,470 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-02-08 | 9,191 | $152.70 | 254,279 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2010-02-08 | 11,445 | $0.00 | 11,445 | $82.88 |
| Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2010-02-08 | 10,429 | $0.00 | 10,429 | $91.61 |
| Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2010-02-08 | 9,191 | $0.00 | 9,191 | $78.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,890 | 2004-01-02 | 2010-11-26 | No | 4 | M | Direct |
| 52,148 | 2005-01-03 | 2011-11-25 | No | 4 | M | Direct |
| 18,382 | 2006-01-02 | 2012-11-30 | No | 4 | M | Direct |
Footnotes
- Reflects a weighted average sale price of $152.6526 per share, at prices ranging from $152.37 to $152.85 per share.
- Reflects a weighted average sale price of $152.7083 per share, at prices ranging from $152.46 to $152.85 per share.
- Reflects a weighted average sale price of $152.6969 per share, at prices ranging from $152.46 to $152.81 per share.
- The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
