Filing Details
- Accession Number:
- 0001209191-10-007571
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-02-08 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-02-08
- Accepted Time:
- 2010-02-08 16:36:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
888981 | Nocopi Technologies Inc | NNUP | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 870406496 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
939005 | Michael Feinstein | C/O Nocopi Technologies Inc., 9C Portland Road West Conshohocken PA 19428 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Acquisiton | 2009-01-15 | 10,000 | $0.08 | 2,151,281 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-01-22 | 10,000 | $0.07 | 2,161,281 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-02-23 | 10,000 | $0.09 | 2,171,281 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-03-12 | 10,000 | $0.07 | 2,181,281 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-04-09 | 25,000 | $0.06 | 2,206,281 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-04-16 | 25,000 | $0.04 | 2,231,281 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-04-17 | 10,000 | $0.04 | 2,241,281 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-11-18 | 11,600 | $0.06 | 2,252,881 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-11-19 | 8,000 | $0.06 | 2,260,881 | No | 4 | P | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2009-11-25 | 15,000 | $0.05 | 2,275,881 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2009-04-29 | 50,000 | $0.00 | 50,000 | $0.17 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2009-04-29 | 100,000 | $0.00 | 100,000 | $0.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-04-30 | 2009-04-29 | No | 4 | J | Direct |
0 | 2005-01-01 | 2009-04-29 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.01 Par Value | 656,000 | Indirect | Pension plan |
Common Stock, $.01 Par Value | 100,000 | Indirect | IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $0.10 | 2006-01-01 | 2010-04-29 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $0.22 | 2007-01-01 | 2011-04-29 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $0.45 | 2009-01-01 | 2013-04-29 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2010-04-29 | 100,000 | 100,000 | Direct |
2011-04-29 | 100,000 | 100,000 | Direct |
2013-04-29 | 100,000 | 100,000 | Direct |
Footnotes
- Expiration of stock options.