Filing Details
- Accession Number:
- 0000315449-10-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-24 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-24
- Accepted Time:
- 2010-02-24 19:56:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315449 | Uqm Technologies Inc | UQM | Electronic Components, Nec (3679) | 840579156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1019343 | A Donald French | 7501 Miller Drive P.o. Box 439 Frederick CO 80530 | Treasurer And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-22 | 17,369 | $4.84 | 37,984 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-23 | 15,379 | $4.52 | 22,235 | No | 4 | S | Indirect | 11,235 shares held by a limited partnership; 11,000 shares held by a trust |
| Common Stock | Disposition | 2010-02-24 | 11,235 | $4.38 | 11,000 | No | 4 | S | Indirect | 11,000 shares held by a trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | 11,235 shares held by a limited partnership; 11,000 shares held by a trust |
| No | 4 | S | Indirect | 11,000 shares held by a trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | call options | $0.00 | 0 | 583,580 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 583,580 | Direct |
Footnotes
- various
Billionaire Hedge Funds
