Filing Details
- Accession Number:
- 0000005513-10-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-01 12:00:00
- Reporting Period:
- 2010-02-25
- Filing Date:
- 2010-03-01
- Accepted Time:
- 2010-03-01 17:05:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182969 | P Kevin Mccarthy | 1 Fountain Square Chattanooga TN 37402 | Evp, President & Ceo, Unum Us | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-25 | 42,059 | $0.00 | 237,270 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-02-25 | 6,344 | $11.37 | 243,614 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-26 | 2,537 | $20.84 | 241,077 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2010-02-25 | 32,227 | $0.00 | 32,227 | $20.78 |
| Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2010-02-25 | 6,344 | $0.00 | 6,344 | $11.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,227 | 2018-02-25 | No | 4 | A | Direct | |
| 45,708 | 2017-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,722 | Indirect | By N-Q 401(k) Plan |
Footnotes
- All are restricted stock units (settled solely in shares of common stock), which vest in three equal annual installments beginning on February 25, 2011.
- Includes 136,834 restricted stock units, 3,554 shares in the company ESPP, and 96,882 shares held outside any plan.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Includes 136,834 restricted stock units, 3,554 shares in the company ESPP, and 103,226 shares held outside any plan.
- Includes 136,834 restricted stock units, 3,554 shares in the company ESPP, and 100,689 shares held outside any plan.
- The options vest in three equal annual installments beginning on February 25, 2011.
- The options became exercisable in three equal annual installments beginning on February 24, 2010.
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