Filing Details
- Accession Number:
- 0001127602-10-003497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-04 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-04
- Accepted Time:
- 2010-02-04 17:54:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201696 | S Jay Fishman | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Chairman & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-02 | 25,000 | $50.88 | 343,946 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-02-02 | 196 | $51.09 | 344,142 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2010-02-02 | 367,260 | $0.00 | 367,260 | $51.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
367,260 | 2013-02-02 | 2020-02-02 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,214 | Indirect | 401(k) Plan |
Common Stock | 288 | Indirect | By Children's 12-year Trust |
Footnotes
- The sale transaction reported on this Form 4 was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in a Form 10-Q filed by the Issuer on July 30, 2009.
- Represents the weighted average sales price for price increments ranging from $50.36 to $51.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Consists of restricted stock units awarded pursuant to the Company's Amended and Restated 2004 Stock Incentive Plan. Such restricted stock units will be settled in shares of common stock generally three years following the date of the award.
- Represents shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock. Each share of Series B Preferred Stock is convertible into 8 shares of common stock.
- The Reporting Person disclaims beneficial ownership of these shares.