Filing Details
- Accession Number:
- 0001411686-10-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-19 12:00:00
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2010-02-19
- Accepted Time:
- 2010-02-19 16:05:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1017259 | Nmt Medical Inc | NMTI | Surgical & Medical Instruments & Apparatus (3841) | 954090463 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1137521 | Glenhill Advisors Llc | 156 West 56Th Street 17Th Floor New York NY 10019 | No | No | Yes | No | |
1137522 | Glenhill Capital Management Llc | 156 West 56Th Street 17Th Floor New York NY 10019 | No | No | Yes | No | |
1159120 | J Glenn Krevlin | 156 West 56Th Street 17Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-16 | 761,938 | $2.15 | 2,609,358 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant (Right to Buy) | Acquisiton | 2010-02-16 | 761,938 | $2.15 | 609,550 | $2.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
761,938 | 2010-08-17 | 2015-02-16 | No | 4 | P | Indirect |
Footnotes
- Reporting person, Glenn J. Krevlin, is the managing member of Glenhill Advisors, LLC, a limited liability company that is managing member of Glenhill Capital Management LLC, which has investment control and owns a minority interest in various private investment funds, including Glenhill Capital LP, Glenhill Capital Overseas Master Fund, LP and Glenhill Concentrated Long Master Fund LLC, which collectively own the reported securities. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Of the securities reported in this Form 4, Glenhill Capital LP purchased 345,528 securities, Glenhill Capital Overseas Master Fund, LP purchased 306,410 securities, and Glenhill Concentrated Long Master Fund L.L.C. purchased 110,000 securities. Of the 2,609,358 securities reported in this Form 4, reporting person Glenn J. Krevlin directly beneficially owns 69,820 of the issuer's securities.
- In addition, the warrants shall not be exercisable until the closing price per share of the Common Stock of the issuer is equal to or greater than $2.90 per share for five consecutive trading days following such date.