Filing Details

Accession Number:
0001127602-10-003586
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-05 12:00:00
Reporting Period:
2010-02-03
Filing Date:
2010-02-05
Accepted Time:
2010-02-05 15:11:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70793 Nbty Inc NTY Pharmaceutical Preparations (2834) 112228617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206229 P James Flaherty C/O Nbty, Inc.
2100 Smithtown Ave.
Ronkonkoma NY 11779
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-02-03 800 $45.90 11,239 No 4 S Direct
Common Stock Disposition 2010-02-03 1,200 $45.91 10,039 No 4 S Direct
Common Stock Disposition 2010-02-03 600 $45.92 9,439 No 4 S Direct
Common Stock Disposition 2010-02-03 1,100 $45.93 8,339 No 4 S Direct
Common Stock Disposition 2010-02-03 2,100 $45.94 6,239 No 4 S Direct
Common Stock Disposition 2010-02-03 1,856 $45.95 4,383 No 4 S Direct
Common Stock Disposition 2010-02-03 1,100 $45.96 3,283 No 4 S Direct
Common Stock Disposition 2010-02-03 1,000 $45.97 2,283 No 4 S Direct
Common Stock Disposition 2010-02-03 244 $45.98 2,039 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $25.50 2018-02-01 20,000 20,000 Direct
Common Stock Stock Options (Right to Buy) $25.62 2019-06-23 30,000 30,000 Direct
Common Stock Stock Options (Right to Buy) $43.88 2019-12-23 6,716 6,716 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-01 20,000 20,000 Direct
2019-06-23 30,000 30,000 Direct
2019-12-23 6,716 6,716 Direct
Footnotes
  1. Includes 358 Restricted Stock Units which vest on 12/23/2011; 358 Restricted Stock Units which vest on 12/23/2012 and 359 Restricted Stock Units which vest on 12/23/2013.
  2. Mr. Flaherty is also the beneficial owner of 47,952 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan.
  3. 10,000 options become exercisable on 2/1/2011 and 10,000 options become exercisable on 2/1/2012.
  4. 10,000 options become exercisable on 6/23/2011, 10,000 options become exercisable on 6/23/2012 and 10,000 options become exercisable on 6/23/2013.
  5. 2,238 options become exercisable on 12/23/2011, 2,239 options become exercisable on 12/23/2012 and 2,239 options become exercisable on 12/23/2013.