Filing Details
- Accession Number:
- 0001127602-10-003586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-05 12:00:00
- Reporting Period:
- 2010-02-03
- Filing Date:
- 2010-02-05
- Accepted Time:
- 2010-02-05 15:11:07
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1206229 | P James Flaherty | C/O Nbty, Inc. 2100 Smithtown Ave. Ronkonkoma NY 11779 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-03 | 800 | $45.90 | 11,239 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 1,200 | $45.91 | 10,039 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 600 | $45.92 | 9,439 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 1,100 | $45.93 | 8,339 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 2,100 | $45.94 | 6,239 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 1,856 | $45.95 | 4,383 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 1,100 | $45.96 | 3,283 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 1,000 | $45.97 | 2,283 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 244 | $45.98 | 2,039 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $25.50 | 2018-02-01 | 20,000 | 20,000 | Direct | |
| Common Stock | Stock Options (Right to Buy) | $25.62 | 2019-06-23 | 30,000 | 30,000 | Direct | |
| Common Stock | Stock Options (Right to Buy) | $43.88 | 2019-12-23 | 6,716 | 6,716 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-02-01 | 20,000 | 20,000 | Direct |
| 2019-06-23 | 30,000 | 30,000 | Direct |
| 2019-12-23 | 6,716 | 6,716 | Direct |
Footnotes
- Includes 358 Restricted Stock Units which vest on 12/23/2011; 358 Restricted Stock Units which vest on 12/23/2012 and 359 Restricted Stock Units which vest on 12/23/2013.
- Mr. Flaherty is also the beneficial owner of 47,952 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan.
- 10,000 options become exercisable on 2/1/2011 and 10,000 options become exercisable on 2/1/2012.
- 10,000 options become exercisable on 6/23/2011, 10,000 options become exercisable on 6/23/2012 and 10,000 options become exercisable on 6/23/2013.
- 2,238 options become exercisable on 12/23/2011, 2,239 options become exercisable on 12/23/2012 and 2,239 options become exercisable on 12/23/2013.
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