Filing Details
- Accession Number:
- 0001209191-10-008627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-11 12:00:00
- Reporting Period:
- 2010-02-10
- Filing Date:
- 2010-02-11
- Accepted Time:
- 2010-02-11 16:58:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
36270 | M&T Bank Corp | MTB | State Commercial Banks (6022) | 160968385 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245786 | Jr E Robert Sadler | One M&Amp;T Plaza Buffalo NY 14203-2399 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-01-15 | 66,835 | $0.00 | 210,905 | No | 5 | J | Direct | |
Common Stock | Disposition | 2008-06-22 | 140,000 | $0.00 | 70,905 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2009-03-05 | 14,165 | $0.00 | 85,070 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2009-08-11 | 82,901 | $0.00 | 167,971 | No | 5 | J | Direct | |
Common Stock | Disposition | 2009-08-11 | 100,000 | $0.00 | 67,971 | No | 5 | J | Direct | |
Common Stock | Disposition | 2008-01-15 | 66,835 | $0.00 | 14,165 | No | 5 | J | Indirect | By GRAT #2 |
Common Stock | Disposition | 2009-03-05 | 14,165 | $0.00 | 0 | No | 5 | J | Indirect | By GRAT #2 |
Common Stock | Acquisiton | 2008-06-22 | 140,000 | $0.00 | 140,000 | No | 5 | J | Indirect | By GRAT #3 |
Common Stock | Disposition | 2009-08-11 | 82,901 | $0.00 | 57,099 | No | 5 | J | Indirect | By GRAT #3 |
Common Stock | Disposition | 2010-02-10 | 25,000 | $72.50 | 32,099 | No | 4 | S | Indirect | By GRAT #3 |
Common Stock | Disposition | 2010-02-11 | 30,000 | $72.34 | 2,099 | No | 4 | S | Indirect | By GRAT #3 |
Common Stock | Acquisiton | 2009-08-11 | 100,000 | $0.00 | 100,000 | No | 5 | J | Indirect | By GRAT #4 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Indirect | By GRAT #2 |
No | 5 | J | Indirect | By GRAT #2 |
No | 5 | J | Indirect | By GRAT #3 |
No | 5 | J | Indirect | By GRAT #3 |
No | 4 | S | Indirect | By GRAT #3 |
No | 4 | S | Indirect | By GRAT #3 |
No | 5 | J | Indirect | By GRAT #4 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,023 | Indirect | See footnote |
Common Stock | 10,284 | Indirect | 401 (k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Common Stock Units | $0.00 | 0 | 1,791 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 1,791 | Indirect |
Footnotes
- The reporting of these transactions is voluntary and therefore does not constitute a late filing.
- This transaction represents a distribution to the reporting person from GRAT #2 in the form of an annuity. See footnote (7) for information regarding GRAT #2.
- On June 22, 2008, the reporing person contributed 140,000 shares of M&T Bank Corporation common stock to a Grantor Retained Annuity Trust ("GRAT #3") of which the reporting person is the trustee and his descendants are beneficiaries. The reporting person continues to report the beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #3 but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- This transaction represents a distribution to the reporting person from GRAT #3 in the form of an annuity. See footnote (8) for information regarding GRAT #3.
- On August 11, 2009, the reporing person contributed 100,000 shares of M&T Bank Corporation common stock to a Grantor Retained Annuity Trust ("GRAT #4") of which the reporting person is the trustee and his descendants are beneficiaries. The reporting person continues to report the beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #4 but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- The indicated shares are held by the Sadler Family Foundation, a charitable trust in which the reporting person has no pecuniary interest. The reporting person is a trustee of the Sadler Family Foundation and holds voting and dispositive power over the shares held by it.
- The indicated shares are held by a Grantor Retained Annuity Trust ("GRAT #2") of which the reporting person is trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #2 but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- The indicated shares are held by a Grantor Retained Annuity Trust ("GRAT #3") of which the reporting person is trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #3 but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- This transaction was executed in multiple trades at prices ranging from $72.42 to $72.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $72.04 to $72.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The indicated shares are held by a Grantor Retained Annuity Trust ("GRAT #4") of which the reporting person is trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #4 but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- The information presented is as of December 31, 2009.
- The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon a distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.