Filing Details
- Accession Number:
- 0000054480-10-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-03 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-03
- Accepted Time:
- 2010-02-03 10:06:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1437912 | L David Starling | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-02 | 1,142 | $30.80 | 45,567 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 500 | $30.82 | 46,067 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 1,000 | $30.83 | 47,067 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 3,157 | $30.84 | 50,224 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 2 | $30.85 | 50,226 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 950 | $30.86 | 51,176 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 3,249 | $30.87 | 54,425 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $51.55 | 2013-07-30 | 2018-07-29 | 3,880 | 3,880 | Direct |
| Common Stock | LSAR | $51.55 | 3,880 | 3,880 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-07-29 | 3,880 | 3,880 | Direct |
| 3,880 | 3,880 | Direct |
Footnotes
- Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
Billionaire Hedge Funds
