Filing Details
- Accession Number:
- 0001065865-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-04 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-04
- Accepted Time:
- 2010-02-04 20:19:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1065865 | Janus Capital Group Inc | JNS | Investment Advice (6282) | 431804048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1436266 | P. James Goff | Janus Capital Group Inc. 151 Detroit Street Denver CO 80206 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-02 | 7,685 | $12.30 | 329,799 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,277 | Indirect | Held by ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $5.32 | 2016-01-30 | 140,434 | 140,434 | Direct | |
Common Stock | Stock Option (Right to Buy) | $27.54 | 2015-02-01 | 30,876 | 30,876 | Direct | |
Common Stock | Stock Option (Right to Buy) | $21.01 | 2014-02-01 | 58,463 | 58,463 | Direct | |
Common Stock | Stock Option (Right to Buy) | $21.57 | 2009-02-02 | 2013-02-12 | 44,052 | 44,052 | Direct |
Common Stock | Stock Option (Right to Buy) | $16.24 | 2006-12-31 | 2014-02-03 | 105,106 | 105,106 | Direct |
Common Stock | Stock Option (Right to Buy) | $25.71 | 2007-01-28 | 2012-01-27 | 26,593 | 26,593 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-01-30 | 140,434 | 140,434 | Direct |
2015-02-01 | 30,876 | 30,876 | Direct |
2014-02-01 | 58,463 | 58,463 | Direct |
2013-02-12 | 44,052 | 44,052 | Direct |
2014-02-03 | 105,106 | 105,106 | Direct |
2012-01-27 | 26,593 | 26,593 | Direct |
Footnotes
- The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- Shares were sold in the following manner: 1,100 at $12.22; 1,400 at $12.23; 700 at $12.24; 485 at $12.25; 600 at $12.26; 100 at $12.28; 100 at $12.30; 100 at $12.31; 400 at $12.32; 300 at $12.34; 1,000 at $12.35; 100 at $12.36; 200 at $12.38; 100 at $12.39; 700 at $12.40; 300 at $12.41.
- This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- This option award vests annually in three equal installments beginning on February 1, 2009.
- This option award vests annually in four equal installments beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.