Filing Details
- Accession Number:
- 0001245313-10-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-25 12:00:00
- Reporting Period:
- 2010-02-24
- Filing Date:
- 2010-02-25
- Accepted Time:
- 2010-02-25 19:53:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245211 | Jr W Harry Kellogg | 3003 Tasman Drive Santa Clara CA 95054 | President Of Merchant Bank | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-24 | 5,280 | $23.69 | 23,496 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-24 | 5,280 | $43.81 | 18,216 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-02-24 | 627 | $31.19 | 18,843 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-24 | 627 | $13.81 | 18,216 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-02-24 | 1,873 | $31.19 | 20,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-24 | 1,873 | $43.81 | 18,216 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-02-24 | 5,280 | $23.69 | 5,280 | $23.69 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-02-24 | 627 | $31.19 | 627 | $31.19 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-02-24 | 1,873 | $31.19 | 1,873 | $31.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-04-20 | 2010-04-20 | No | 4 | M | Direct |
| 0 | 2001-10-18 | 2010-10-18 | No | 4 | M | Direct |
| 0 | 2001-10-10 | 2010-10-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 477 | Indirect | By self in 401k/ESOP |
Footnotes
- Stock options were granted to the reporting person. Vesting will occur annually from the date of grant over 4 years with 25% vesting each year.
Billionaire Hedge Funds
