Filing Details
- Accession Number:
- 0001225208-10-004763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-17 12:00:00
- Reporting Period:
- 2010-02-12
- Filing Date:
- 2010-02-17
- Accepted Time:
- 2010-02-17 18:55:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1377013 | Time Warner Cable Inc. | TWC | Cable & Other Pay Television Services (4841) | 841496755 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383986 | L Michael Lajoie | C/O Time Warner Cable Inc. 60 Columbus Circle New York NY 10023 | Evp & Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2010-02-16 | 10,000 | $23.48 | 10,000 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2010-02-16 | 10,000 | $45.90 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Employee Stock Option (Right to Buy) | Acquisiton | 2010-02-12 | 54,311 | $0.00 | 54,311 | $45.15 |
Common Stock, Par Value $.01 Per Share | Restricted Stock Units | Acquisiton | 2010-02-12 | 9,468 | $0.00 | 9,468 | $0.00 |
Common Stock, Par Value $.01 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2010-02-16 | 10,000 | $0.00 | 10,000 | $23.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
54,311 | 2020-02-11 | No | 4 | A | Direct | |
49,718 | No | 4 | A | Direct | ||
48,196 | 2019-02-12 | No | 4 | M | Direct |
Footnotes
- This option becomes exercisable in increments of 25% on the first four anniversaries of the date of grant, February 12, 2010.
- Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- This award of restricted stock units vests in two equal installments on the third and fourth anniversaries of the date of grant, February 12, 2010. Shares of Common Stock will be issued to the Reporting Person upon vesting of the restricted stock units.
- These restricted stock units may have different vesting and distribution dates. Fractional restricted stock units will be paid in cash upon vesting.
- On March 12, 2009, the Issuer (a) paid cash dividend of $10.27 per share to all holders of record of its Class A common stock and Class B common stock on March 11, 2009 (the "Special Dividend"), (b) after payment of the Special Dividend, reclassified each share of its Class A common stock and Class B common stock into one share of its common stock (the "Recapitalization") and (c) after the Recapitalization, effected a 1-for-3 reverse stock split on all outstanding shares of its common stock (the "Reverse Stock Split"). The exercise price of and number of shares underlying this option award reflect antidilution adjustments effected in connection with the Special Dividend, the Recapitalization and the Reverse Stock Split.
- This award is exercisable in installments of 25% on the first four anniversaries of the date of grant, February 13, 2009.