Filing Details
- Accession Number:
- 0001104659-10-010331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-26 12:00:00
- Reporting Period:
- 2010-02-25
- Filing Date:
- 2010-02-26
- Accepted Time:
- 2010-02-26 17:06:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1108185 | Occam Networks Inc | OCNW | Computer Communications Equipment (3576) | 770442752 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1320999 | David Mason | 6868 Cortona Drive Santa Barbara CA 93117 | Vice President Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-25 | 17,000 | $3.44 | 28,996 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-25 | 3,000 | $6.89 | 25,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-25 | 2,000 | $7.08 | 23,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-25 | 3,000 | $7.14 | 20,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-25 | 2,000 | $6.76 | 18,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-25 | 3,000 | $6.69 | 15,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-25 | 3,000 | $7.15 | 12,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-25 | 1,000 | $7.12 | 11,996 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2010-02-25 | 17,000 | $0.00 | 39,000 | $3.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,000 | 2017-11-29 | No | 4 | M | Direct |
Footnotes
- The option vests over four years, with 25% of the shares subject to the option exercisable on 11/29/2008 and the balance of the shares subject to the option vest and become exercisable on a ratable monthly basis over the succeeding three years.
Billionaire Hedge Funds
