Filing Details

Accession Number:
0001140361-10-008694
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-26 12:00:00
Reporting Period:
2010-02-24
Filing Date:
2010-02-26
Accepted Time:
2010-02-26 12:05:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899297 Opti Inc OPTI Semiconductors & Related Devices (3674) 770220697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1093956 Mgcm Capital Management Llc 3470 Kensbrook Street
Las Vegas NV 89121
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-02-24 139,500 $4.04 1,176,000 No 4 S Indirect See Notes 1,2 and 3
Common Stock Disposition 2010-02-25 61,400 $4.01 1,114,600 No 4 S Indirect See Notes 1, 2 and 3
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Notes 1,2 and 3
No 4 S Indirect See Notes 1, 2 and 3
Footnotes
  1. The securities reported as beneficially owned by MGCM Capital Management, LLC, d/b/a/ MG Capital Management, LLC ("MG Capital"), on this Form 4 include securities also beneficially owned by Marco L. Petroni, the controlling person of MG Capital and MGCM Partners, L.P. ("MGCM"), an investment limited partnership of which MG Capital is the general partner and investment adviser (collectively, the "Filers"). These securities are held directly by MGCM for the benefit of its investors and indirectly by MG Capital as MGCM's investment adviser and Mr. Petroni as MG Capital's controlling person.
  2. The Filers are filing this Form 4 jointly, but not as a group, and each of them expressly disclaims membership in a group within the meaning of rule 13d-5(b)(1) under the Securities Exchange Act of 1934, as amended (the "1934 Act"). Each of MG Capital and Mr. Petroni disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. In addition, the filing of this Form 4 on behalf of MGCM should not be construed as an admission that it is, and it disclaims that it is, the beneficial owner, as defined in Rule 13d-3 under the 1934 Act, of any of the securities covered by this Form 4.
  3. Mr. Petroni also owns directly 36,070 shares of OPTi Inc.'s Common Stock, which are not included in Column 5 of Table I.