Filing Details
- Accession Number:
- 0001127602-10-005875
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-23 12:00:00
- Reporting Period:
- 2010-02-19
- Filing Date:
- 2010-02-23
- Accepted Time:
- 2010-02-23 13:57:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221484 | I Robert Lipp | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-19 | 100,000 | $42.69 | 100,000 | No | 4 | M | Indirect | By Lipp Travelers SO, LLC |
Common Stock | Disposition | 2010-02-19 | 100,000 | $52.86 | 0 | No | 4 | S | Indirect | By Lipp Travelers SO, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Lipp Travelers SO, LLC |
No | 4 | S | Indirect | By Lipp Travelers SO, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-02-19 | 100,000 | $0.00 | 100,000 | $42.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,474,162 | 2004-04-01 | 2012-03-22 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 178,312 | Direct | |
Common Stock | 238 | Indirect | 401(k) Plan |
Common Stock | 194,973 | Indirect | In Trusts |
Footnotes
- Lipp Travelers SO, LLC is owned by the Reporting Person and certain grantor retained annuity trusts of the Reporting Person.
- Represents the weighted average sales price for price increments ranging from $52.8000 to $52.9300. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects the transfer of shares previously held indirectly in trust to the Reporting Person, which are now held directly.