Filing Details

Accession Number:
0001065865-10-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-04 12:00:00
Reporting Period:
2010-02-02
Filing Date:
2010-02-04
Accepted Time:
2010-02-04 20:53:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1389184 Abbott Kelley Howes 151 Detroit Street
Denver CO 80206
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-02-02 3,163 $12.31 56,948 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,699 Indirect Held by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $5.32 2016-01-30 47,199 47,199 Direct
Common Stock Stock Option (Right to Buy) $27.54 2015-01-31 11,478 11,478 Direct
Common Stock Stock Option (Right to Buy) $21.01 2014-02-01 9,915 9,915 Direct
Common Stock Stock Option (Right to Buy) $21.57 2009-02-02 2013-02-12 9,814 9,814 Direct
Common Stock Stock Option (Right to Buy) $14.39 2008-02-01 2015-02-03 12,152 12,152 Direct
Common Stock Stock Option (Right to Buy) $16.24 2006-05-08 2014-02-03 12,512 12,512 Direct
Common Stock Stock Option (Right to Buy) $14.37 2008-05-08 2013-05-07 3,144 3,144 Direct
Common Stock Stock Option (Right to Buy) and LSAR $25.71 2007-01-28 2012-01-27 3,186 3,186 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-30 47,199 47,199 Direct
2015-01-31 11,478 11,478 Direct
2014-02-01 9,915 9,915 Direct
2013-02-12 9,814 9,814 Direct
2015-02-03 12,152 12,152 Direct
2014-02-03 12,512 12,512 Direct
2013-05-07 3,144 3,144 Direct
2012-01-27 3,186 3,186 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  2. Shares were sold in the following manner: 528 at $12.22; 435 at $12.23; 500 at $12.24; 200 at $12.25; 200 at $12.26; 100 at $12.31; 200 at $12.32; 100 at $12.34; 300 at $12.35; 100 at $12.36; 100 at $12.39; 300 at $12.40; 100 at $12.41 per share.
  3. The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  4. The option award vests annually in three equal installments beginning on February 1, 2009.
  5. The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
  6. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.