Filing Details
- Accession Number:
- 0000704051-10-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-08 12:00:00
- Reporting Period:
- 2009-11-30
- Filing Date:
- 2010-02-08
- Accepted Time:
- 2010-02-08 16:50:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704051 | Legg Mason Inc | LM | Investment Advice (6282) | 521200960 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206673 | A Joseph Sullivan | Legg Mason Inc. 100 International Drive Baltimore MD 21202 | Sr. Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-11-30 | 358 | $0.00 | 191,405 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-02-04 | 16,569 | $25.01 | 174,836 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-02-04 | 30,000 | $25.12 | 204,836 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-02-08 | 12,600 | $24.65 | 217,436 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,039 | Indirect | By 401(k) Plan |
Footnotes
- Includes 104.29 shares acquired under the Legg Mason Profit Sharing and 401(k) Plan and Trust since the date of the reporting person's last ownership report.