Filing Details
- Accession Number:
- 0001127602-10-004394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-11 12:00:00
- Reporting Period:
- 2010-02-10
- Filing Date:
- 2010-02-11
- Accepted Time:
- 2010-02-11 17:25:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368007 | Nyse Euronext | NYX | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 205110848 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1393970 | L Duncan Niederauer | C/O Nyse Euronext 11 Wall Street New York NY 10005 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-02-10 | 30,708 | $0.00 | 62,407 | No | 4 | C | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2010-02-10 | 11,123 | $23.65 | 51,284 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-02-10 | 25,000 | $24.32 | 76,284 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | F | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Disposition | 2010-02-10 | 30,708 | $0.00 | 30,708 | $0.00 |
Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Acquisiton | 2010-02-10 | 89,852 | $0.00 | 89,852 | $0.00 |
Common Stock, Par Value $0.01 Per Share | Restricted Stock Units | Acquisiton | 2010-02-10 | 63,425 | $0.00 | 63,425 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
61,415 | No | 4 | C | Direct | ||
89,852 | No | 4 | A | Direct | ||
63,425 | No | 4 | A | Direct |
Footnotes
- Represents the conversion of Restricted Stock Units into an equal number of shares of Common Stock.
- Represents the closing price of the Common Stock on the trading day immediately before the date of delivery of the securities.
- These transactions were effected at prices ranging from $24.02 to $24.41. The reporting person will provide full information regarding the number of shares purchased and the purchase prices thereof upon request of the staff of the SEC, the issuer or any security holder of the issuer.
- Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered in three equal installments on each of February 10, 2010, 2011 and 2012, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2009.
- Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered in three equal installments on each of February 10, 2011, 2012 and 2013, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2010.
- Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered on February 10, 2013, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2010.