Filing Details

Accession Number:
0001127602-10-004394
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-11 12:00:00
Reporting Period:
2010-02-10
Filing Date:
2010-02-11
Accepted Time:
2010-02-11 17:25:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368007 Nyse Euronext NYX Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 205110848
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393970 L Duncan Niederauer C/O Nyse Euronext
11 Wall Street
New York NY 10005
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-02-10 30,708 $0.00 62,407 No 4 C Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-02-10 11,123 $23.65 51,284 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-02-10 25,000 $24.32 76,284 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 F Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Restricted Stock Units Disposition 2010-02-10 30,708 $0.00 30,708 $0.00
Common Stock, Par Value $0.01 Per Share Restricted Stock Units Acquisiton 2010-02-10 89,852 $0.00 89,852 $0.00
Common Stock, Par Value $0.01 Per Share Restricted Stock Units Acquisiton 2010-02-10 63,425 $0.00 63,425 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
61,415 No 4 C Direct
89,852 No 4 A Direct
63,425 No 4 A Direct
Footnotes
  1. Represents the conversion of Restricted Stock Units into an equal number of shares of Common Stock.
  2. Represents the closing price of the Common Stock on the trading day immediately before the date of delivery of the securities.
  3. These transactions were effected at prices ranging from $24.02 to $24.41. The reporting person will provide full information regarding the number of shares purchased and the purchase prices thereof upon request of the staff of the SEC, the issuer or any security holder of the issuer.
  4. Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered in three equal installments on each of February 10, 2010, 2011 and 2012, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2009.
  5. Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered in three equal installments on each of February 10, 2011, 2012 and 2013, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2010.
  6. Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered on February 10, 2013, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2010.