Filing Details
- Accession Number:
- 0001104659-10-008505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-22 12:00:00
- Reporting Period:
- 2010-02-19
- Filing Date:
- 2010-02-22
- Accepted Time:
- 2010-02-22 17:31:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399122 | F David Welch | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Chief Mktg & Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-19 | 10,000 | $7.37 | 1,137,645 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,177 | Direct | |
Common Stock | 264,178 | Indirect | See footnote |
Common Stock | 553,750 | Indirect | See footnote |
Common Stock | 500,000 | Indirect | See footnote |
Common Stock | 2,500 | Indirect | See footnote |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2009.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.42 to $7.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held directly by LRFA, LLC of which the Reporting Person is the sole managing member.
- Exclude 3,000 shares acquired under the Infinera Corporation Employee Stock Purchase Plan on February 16, 2010 which were re-registered on February 17, 2010 and are held directly by the Welch Family Trust Dtd 4/3/1996 (the "Welch Family Trust").
- Includes 3,000 shares previously held by the Reporting Person which were re-registered on February 17, 2010 and are now held directly by the Welch Family Trust.
- Shares held directly by the Welch Family Trust for which the Reporting Person serves as trustee.
- Shares held directly by SEI Private Trust Company, Trustee of the Welch Family Heritage Trust I u/l dated 9/24/01.
- Shares held directly by Welch Group, L.P. of which the Reporting Person is the general partner.
- Shares held directly by the Reporting Person as a trustee for his minor children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his minor children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his minor children for purposes of Section 16 or for any other purpose.