Filing Details
- Accession Number:
- 0001015024-10-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-24 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-24
- Accepted Time:
- 2010-02-24 11:14:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60751 | Lubrizol Corp | LZ | Industrial Organic Chemicals (2860) | 340367600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297256 | H Patrick Saunier | 29400 Lakeland Boulevard Wickliffe OH 44092 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2010-02-22 | 4,880 | $0.00 | 27,209 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2010-02-22 | 915 | $78.18 | 26,294 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2010-02-22 | 2,000 | $30.34 | 28,294 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2010-02-22 | 2,000 | $30.18 | 30,294 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-02-22 | 4,000 | $78.31 | 26,294 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Non-Qualified Stock Option (Right to Buy) | Acquisiton | 2010-02-22 | 3,000 | $0.00 | 3,000 | $78.18 |
| Common Shares | Stock Appreciation Right | Disposition | 2010-02-22 | 2,000 | $0.00 | 2,000 | $30.18 |
| Common Shares | Stock Appreciation Rights | Disposition | 2010-02-22 | 2,000 | $0.00 | 2,000 | $30.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2020-02-22 | No | 4 | A | Direct | |
| 0 | 2014-03-22 | No | 4 | M | Direct | |
| 0 | 2013-03-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 3,755 | Indirect | By 401(k) Plan |
Footnotes
- The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- These options become exercisable on the first three anniversaries of the grant date as follows: 50% on the first anniversary, 25% on the second anniversary and 25% on the third anniversary.
- These stock appreciation rights vested in three installments as follows: 50% on March 22, 2005, 25% on March 22, 2006, and 25% on March 22, 2007.
- These stock appreciation rights vested in three installments as follows: 50% on March 24, 2004, 25% on March 24, 2005, and 25% on March 24, 2006.
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