Filing Details
- Accession Number:
- 0001209191-10-007153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-05 12:00:00
- Reporting Period:
- 2010-02-03
- Filing Date:
- 2010-02-05
- Accepted Time:
- 2010-02-05 14:40:34
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187559 | L Carver Johnson | 1014 Vine Street Cincinnati OH 45202 | Group Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-03 | 4,267 | $16.59 | 54,252 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-03 | 4,267 | $21.65 | 49,985 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-02-04 | 733 | $16.59 | 50,718 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Performance Stock Option | Disposition | 2010-02-03 | 4,267 | $0.00 | 4,267 | $16.59 |
Common Stock | Non-Qualified Performance Stock Option | Disposition | 2010-02-04 | 733 | $0.00 | 733 | $16.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
733 | 2010-02-11 | No | 4 | M | Direct | |
0 | 2010-02-11 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 6, 2009.
- These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved an 81% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 16% appreciation per annum from the date of grant or 280% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.