Filing Details
- Accession Number:
- 0001144204-10-010417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-26 12:00:00
- Reporting Period:
- 2009-11-20
- Filing Date:
- 2010-02-26
- Accepted Time:
- 2010-02-26 16:59:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944739 | Transwitch Corp | TXCC | Semiconductors & Related Devices (3674) | 061236189 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 810 Los Angeles CA US 90025 | No | No | No | Yes | |
| 1345523 | Riley Investment Management Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-25 | 9,187 | $2.41 | 0 | No | 4 | S | Indirect | Footnote 1 |
| Common Stock | Disposition | 2009-11-20 | 7,932 | $2.52 | 0 | No | 4 | S | Indirect | Footnote 2 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Footnote 1 |
| No | 4 | S | Indirect | Footnote 2 |
Footnotes
- Sole equity owner of Riley Investment Management LLC, investment advisor to managed accounts, which are indirectly affiliated with Riley Investment Partners Master Fund, L.P. or Mr. Riley, and general partner of Riley Investment Partners Master Fund, L.P.
- Trustee of B. Riley and Co. Retirement Trust. Actual quantity sold was 63458 at .315/share. Shares and price on filing are adjusted for the reverse stock split.
Billionaire Hedge Funds
