Filing Details
- Accession Number:
- 0001209191-10-010297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 13:50:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 724606 | Panera Bread Co | PNRA | Retail-Eating Places (5812) | 042723701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1034193 | M Ronald Shaich | 6710 Clayton Road Richmond Heights MO 63117 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-02-16 | 50,000 | $27.51 | 246,425 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-02-16 | 45,700 | $73.50 | 200,725 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-02-16 | 4,300 | $74.39 | 196,425 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2010-02-16 | 75,000 | $36.00 | 271,425 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-02-16 | 68,681 | $73.50 | 202,744 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-02-16 | 6,319 | $74.42 | 196,425 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-02-16 | 50,000 | $0.00 | 50,000 | $27.51 |
| Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-02-16 | 75,000 | $0.00 | 75,000 | $36.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-03-13 | 2010-03-13 | No | 4 | M | Direct |
| 25,000 | 2004-03-18 | 2010-03-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 971,944 | Direct | |
| Class B Common Stock | 339,746 | Indirect | By GRATs |
Footnotes
- The exercises reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2009.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2009.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $73.11 - $74.08. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $74.14 - $74.63. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $73.10 - $74.10. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $74.11 - $74.70. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Reflects the transfer of 63,267 shares from GRATs to the Reporting Person. These transfers are exempt pursuant to Rule 16a-13 under the Securities and Exchange Act of 1934 and represent a change in the form of beneficiary ownership with no change in pecuniary interest.
Billionaire Hedge Funds
