Filing Details
- Accession Number:
- 0000884887-10-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-23 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-23
- Accepted Time:
- 2010-02-23 17:58:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317448 | J Brian Rice | Royal Caribbean Cruises Ltd 1050 Caribbean Way Miami FL 33132 | Evp, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-22 | 3,441 | $7.27 | 164,974 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-22 | 12,644 | $7.27 | 177,618 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-22 | 6,100 | $26.50 | 171,518 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 3,000 | $26.50 | 168,518 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 10,000 | $26.52 | 158,518 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 3,200 | $26.53 | 155,318 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 5,000 | $26.54 | 150,318 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 2,785 | $26.54 | 147,533 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 5,000 | $26.55 | 142,533 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 2,000 | $26.56 | 140,533 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 2,400 | $26.57 | 138,133 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 600 | $26.58 | 137,533 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-22 | 5,000 | $26.54 | 5,000 | No | 4 | S | Indirect | By Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Son |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-02-22 | 3,441 | $0.00 | 3,441 | $7.27 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-02-22 | 12,644 | $0.00 | 12,644 | $7.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,323 | 2019-02-10 | No | 4 | M | Direct | |
| 37,929 | 2019-02-10 | No | 4 | M | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- Represents the incentive stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
- Immediately
- Represents the nonqualified stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
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