Filing Details
- Accession Number:
- 0001144204-10-010004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-25 12:00:00
- Reporting Period:
- 2010-02-23
- Filing Date:
- 2010-02-25
- Accepted Time:
- 2010-02-25 19:11:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340354 | Thomas Weisel Partners Group Inc. | TWPG | Security Brokers, Dealers & Flotation Companies (6211) | 203550472 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1345210 | C Paul Slivon | C/O Thomas Weisel Partners Group, Inc. One Montgomery Street, Suite 3700 San Francisco CA US 94104 | Chmn Wealth Mgmt | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-23 | 24,594 | $0.00 | 434,566 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-24 | 4,515 | $4.10 | 430,051 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-25 | 5,485 | $4.10 | 424,566 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2010-02-23 | 24,594 | $0.00 | 24,594 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
165,158 | No | 4 | M | Direct |
Footnotes
- Acquisition of Common Stock resulting from vesting and delivery of one-quarter of the Restricted Stock Units granted on 2/9/2007 and one-third of the Restricted Stock Units granted on 2/8/2008.
- Disposition of Restricted Stock Units resulting from vesting and delivery of one-quarter of Restricted Stock Units granted on 2/9/2007 and one-third the Restricted Stock Units granted on 2/8/2008. Each Restricted Stock Unit represents a right to receive one share of Common Stock or an amount equal to the fair market value of one share of Common Stock on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof, in the sole discretion of the Compensation Committee.