Filing Details

Accession Number:
0001209191-10-010889
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-19 12:00:00
Reporting Period:
2010-02-18
Filing Date:
2010-02-19
Accepted Time:
2010-02-19 17:13:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216771 Sup Chong Park C/O: Smart Modular Technologies
39870 Eureka Dr.
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-18 1,000 $2.09 13,712 No 4 M Direct
Common Stock Disposition 2010-02-18 1,000 $7.06 12,712 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2010-02-18 1,000 $0.00 1,000 $2.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,000 2007-06-16 2015-06-15 No 4 M Direct
Footnotes
  1. Reflects beneficial ownership of 13,712 shares of common stock, upon the exercise of options but before the sale of 1,000 shares of common stock on 02/18/2010, and includes 12,712 unvested time-based RSUs.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2008, as amended.
  3. Beneficial ownership of 12,712 shares of common stock reflects the balance of common stock owned after the sale on 02/18/2010 of 1,000 shares acquired by exercise of options on 02/18/2010, and is comprised of 12,712 unvested time-based RSUs.
  4. Reflects beneficial ownership of 2,000 options to purchase ordinary shares at $2.09 per share; 10,000 options to purchase ordinary shares at $7.84 per share; 10,000 options to purchase ordinary shares at $14.96 per share; and 10,000 options to purchase ordinary shares at $4.92 per share.