Filing Details
- Accession Number:
- 0001209191-10-001534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-05 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-05
- Accepted Time:
- 2010-01-05 19:50:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
858803 | Avanir Pharmaceuticals Inc. | AVNR | Pharmaceutical Preparations (2834) | 330314804 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1314596 | Keith Katkin | 101 Enterprise, Suite 300 Aliso Viejo CA 92656 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-04 | 47,274 | $1.97 | 457,898 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-01-04 | 4,872 | $1.97 | 453,026 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-01-04 | 900 | $1.88 | 452,126 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 2,600 | $1.90 | 449,526 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 15,000 | $1.90 | 434,526 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 1,500 | $1.91 | 433,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-05 | 925 | $1.93 | 432,101 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-05 | 3,100 | $1.93 | 429,001 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-05 | 100 | $1.93 | 428,901 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-05 | 900 | $1.94 | 428,001 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-05 | 2,000 | $1.94 | 426,001 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-05 | 2,000 | $1.96 | 424,001 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-05 | 6,000 | $1.96 | 418,001 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon the vesting of Restricted Stock Units granted to the Reporting Person under the Issuer's 2003 Equity Incentive Plan. The shares surrendered were valued based on the closing price of the Issuer's common stock on the vesting date.
- Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.
- Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon the vesting of Restricted Stock Units granted to the Reporting Person under the Issuer's 2005 Equity Incentive Plan. The shares surrendered were valued based on the closing price of the Issuer's common stock on the vesting date.
- These shares were sold to cover estimated federal income taxes and capital gains taxes of the Reporting Person due upon the vesting of Restricted Stock Units in calendar 2010.