Filing Details

Accession Number:
0001209191-10-001534
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-05 12:00:00
Reporting Period:
2010-01-04
Filing Date:
2010-01-05
Accepted Time:
2010-01-05 19:50:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
858803 Avanir Pharmaceuticals Inc. AVNR Pharmaceutical Preparations (2834) 330314804
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314596 Keith Katkin 101 Enterprise, Suite 300
Aliso Viejo CA 92656
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-04 47,274 $1.97 457,898 No 4 F Direct
Common Stock Disposition 2010-01-04 4,872 $1.97 453,026 No 4 F Direct
Common Stock Disposition 2010-01-04 900 $1.88 452,126 No 4 S Direct
Common Stock Disposition 2010-01-04 2,600 $1.90 449,526 No 4 S Direct
Common Stock Disposition 2010-01-04 15,000 $1.90 434,526 No 4 S Direct
Common Stock Disposition 2010-01-04 1,500 $1.91 433,026 No 4 S Direct
Common Stock Disposition 2010-01-05 925 $1.93 432,101 No 4 S Direct
Common Stock Disposition 2010-01-05 3,100 $1.93 429,001 No 4 S Direct
Common Stock Disposition 2010-01-05 100 $1.93 428,901 No 4 S Direct
Common Stock Disposition 2010-01-05 900 $1.94 428,001 No 4 S Direct
Common Stock Disposition 2010-01-05 2,000 $1.94 426,001 No 4 S Direct
Common Stock Disposition 2010-01-05 2,000 $1.96 424,001 No 4 S Direct
Common Stock Disposition 2010-01-05 6,000 $1.96 418,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon the vesting of Restricted Stock Units granted to the Reporting Person under the Issuer's 2003 Equity Incentive Plan. The shares surrendered were valued based on the closing price of the Issuer's common stock on the vesting date.
  2. Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.
  3. Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon the vesting of Restricted Stock Units granted to the Reporting Person under the Issuer's 2005 Equity Incentive Plan. The shares surrendered were valued based on the closing price of the Issuer's common stock on the vesting date.
  4. These shares were sold to cover estimated federal income taxes and capital gains taxes of the Reporting Person due upon the vesting of Restricted Stock Units in calendar 2010.