Filing Details
- Accession Number:
- 0001140361-10-000798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-05 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-01-05
- Accepted Time:
- 2010-01-05 21:48:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332349 | Brookdale Senior Living Inc. | BKD | Services-Nursing & Personal Care Facilities (8050) | 203068069 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251917 | D Bryan Richardson | 111 Westwood Place Suite 200 Brentwood TN 37027 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-12-31 | 14,704 | $0.00 | 161,174 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-01-04 | 12,104 | $18.59 | 149,070 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents the forfeiture of certain restricted shares previously granted to the reporting person due to the failure to achieve performance goals established by the Compensation Committee.
- Includes an aggregate of 159 shares of Common Stock acquired under the issuer's Associate Stock Purchase Plan on June 30, 2009, September 30, 2009 and December 31, 2009.
- Represents the sale of shares to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $18.482 to $18.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.