Filing Details

Accession Number:
0000014693-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-05 12:00:00
Reporting Period:
2010-01-04
Filing Date:
2010-01-05
Accepted Time:
2010-01-05 13:59:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259381 C Jane Morreau 850 Dixie Highway
Louisville 40210
Svp, Director Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2010-01-04 2,627 $19.68 2,662 No 4 M Direct
Class B Common Disposition 2010-01-04 1,644 $53.57 1,018 No 4 F Direct
Class B Common Disposition 2010-01-04 983 $53.92 35 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Non-Qualified Stock Option (right to buy) Disposition 2010-01-04 2,627 $0.00 2,627 $19.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-05-01 2010-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 957 Direct
Class B Common 1,160 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Non-Qualified Stock Option (right to buy) $26.67 2004-05-01 2011-04-30 2,489 2,489 Direct
Class B Common Non-Qualified Stock Option (right to buy) $25.06 2005-05-01 2012-04-30 3,165 3,165 Direct
Class B Common Non-Qualified Stock Option (right to buy) $30.62 2006-05-01 2013-04-30 3,688 3,688 Direct
Class B Common Non-Qualified Stock Option (right to buy) $36.35 2007-05-01 2014-04-30 3,262 3,262 Direct
Class B Common Stock Appreciation Right $46.19 2008-05-01 2015-04-30 2,818 2,818 Direct
Class B Common Stock Appreciation Right $56.50 2006-07-27 2016-04-30 5,195 5,195 Direct
Class B Common Stock Appreciation Right $54.58 2010-05-01 2017-04-30 5,747 5,747 Direct
Class B Common Stock Appreciation Right $57.40 2011-05-01 2018-04-30 4,410 4,410 Direct
Class B Common Stock Appreciation Right $43.72 2012-05-01 2019-04-30 7,089 7,089 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-04-30 2,489 2,489 Direct
2012-04-30 3,165 3,165 Direct
2013-04-30 3,688 3,688 Direct
2014-04-30 3,262 3,262 Direct
2015-04-30 2,818 2,818 Direct
2016-04-30 5,195 5,195 Direct
2017-04-30 5,747 5,747 Direct
2018-04-30 4,410 4,410 Direct
2019-04-30 7,089 7,089 Direct
Footnotes
  1. Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.9103 to $53.94, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
  2. Includes shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on January 4, 2010.