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Home > Insider Trading > Filing (0001435933-10-000002)

Filing Details

Accession Number:: 0001435933-10-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-01-05 12:00:00
Reporting Period:: 2009-12-31

Filing Date:: 2010-01-05
Accepted Time:: 2010-01-05 15:19:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1072847	Tower Financial Corp	TOFC	State Commercial Banks (6022)	352051170

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1195948	E Keith Busse	7575 W. Jefferson Blvd. Fort Wayne IN 46804		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2009-12-31	100	$6.88	21,100	No	4	P	Indirect	Footnote
Common Stock	Acquisiton	2009-12-31	100	$6.80	21,200	No	4	P	Indirect	Footnote
Common Stock	Acquisiton	2009-12-31	800	$6.85	22,000	No	4	P	Indirect	Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Footnote
No	4	P	Indirect	Footnote
No	4	P	Indirect	Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	264,400	Direct

Footnotes

The reporting person, Mr. Busse, holds neither sole nor shared voting or investment power over such shares, such authority being lodged exclusively in a board of managers not including Mr. Busse. Mr. Busse disclaims all beneficial interest in any Tower Financial Corporation shares held by the Busse Family Investment Company, LLC such shares being nonetheless reported herein because of Mr. Busse's possible pecuniary interest in a portion thereof.