Filing Details
- Accession Number:
- 0001193805-10-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-05 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-01-05
- Accepted Time:
- 2010-01-05 20:03:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855906 | Silicon Storage Technology Inc | [SSTI] | Semiconductors & Related Devices (3674) | 770225590 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267921 | Dialectic Capital Partners Lp | 875 Third Avenue 15Th Floor New York NY 10022 | No | No | No | Yes | |
1268057 | Ltd Offshore Dialectic | C/O Goldman Sachs Admin. Services Hardwicke House, 2Nd Floor, Hatch Street Dublin 2, Ireland | No | No | No | Yes | |
1325552 | Dialectic Antithesis Partners, Lp | 875 Third Avenue 15Th Floor New York NY 10022 | No | No | No | Yes | |
1411509 | John Fichthorn | C/O Dialectic Capital Management, Llc 875 Third Avenue, 15Th Floor New York NY 10022 | No | No | No | Yes | |
1411510 | Luke Fichthorn | C/O Dialectic Capital Management, Llc 875 Third Avenue, 15Th Floor New York NY 10022 | No | No | No | Yes | |
1411512 | Dialectic Capital Management, Llc | 875 Third Avenue 15Th Floor New York NY 10022 | No | No | No | Yes | |
1443897 | Ltd Offshore Antithesis Dialectic | C/O Goldman Sachs Admin. Services Hardwicke House, 2Nd Floor, Hatch Street Dublin 2, Ireland | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 33,200 | $2.55 | 2,363,725 | No | 4 | P | Indirect | By Dialectic Antithesis Offshore, Ltd. |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 154,223 | $2.55 | 2,517,948 | No | 4 | P | Indirect | By Dialectic Antithesis Offshore, Ltd. |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 8,355 | $2.50 | 2,526,303 | No | 4 | P | Indirect | By Dialectic Antithesis Offshore, Ltd. |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 5,964 | $2.50 | 1,660,005 | No | 4 | P | Indirect | By Dialectic Antithesis Partners, LP |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 110,088 | $2.55 | 1,770,093 | No | 4 | P | Indirect | By Dialectic Antithesis Partners, LP |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 23,699 | $2.55 | 1,793,792 | No | 4 | P | Indirect | By Dialectic Antithesis Partners, LP |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 8,868 | $2.55 | 619,290 | No | 4 | P | Indirect | By Dialectic Capital Partners LP |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 2,232 | $2.50 | 621,522 | No | 4 | P | Indirect | By Dialectic Capital Partners LP |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 41,196 | $2.55 | 662,718 | No | 4 | P | Indirect | By Dialectic Capital Partners LP |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 1,549 | $2.50 | 423,167 | No | 4 | P | Indirect | By Dialectic Offshore, Ltd. |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 6,157 | $2.55 | 429,324 | No | 4 | P | Indirect | By Dialectic Offshore, Ltd. |
Common Stock, No Par Value | Acquisiton | 2009-12-31 | 28,599 | $2.55 | 457,923 | No | 4 | P | Indirect | By Dialectic Offshore, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Dialectic Antithesis Offshore, Ltd. |
No | 4 | P | Indirect | By Dialectic Antithesis Offshore, Ltd. |
No | 4 | P | Indirect | By Dialectic Antithesis Offshore, Ltd. |
No | 4 | P | Indirect | By Dialectic Antithesis Partners, LP |
No | 4 | P | Indirect | By Dialectic Antithesis Partners, LP |
No | 4 | P | Indirect | By Dialectic Antithesis Partners, LP |
No | 4 | P | Indirect | By Dialectic Capital Partners LP |
No | 4 | P | Indirect | By Dialectic Capital Partners LP |
No | 4 | P | Indirect | By Dialectic Capital Partners LP |
No | 4 | P | Indirect | By Dialectic Offshore, Ltd. |
No | 4 | P | Indirect | By Dialectic Offshore, Ltd. |
No | 4 | P | Indirect | By Dialectic Offshore, Ltd. |
Footnotes
- Each Reporting Person is a member of a Section 13(d) group with respect to securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock owned in the aggregate by the other members of the Section 13(d) group.
- Shares of Common Stock beneficially owned by Dialectic Antithesis Offshore, Ltd. ("DAO"). As the investment manager of DAO, Dialectic Capital Management, LLC ("DCM") may be deemed to beneficially own the shares of Common Stock beneficially owned by DAO. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DAO. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DAO, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares of Common Stock beneficially owned by Dialectic Antithesis Partners LP ("DAP"). As the investment manager of DAP, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DAP. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DAP. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DAP, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares of Common Stock beneficially owned by Dialectic Capital Partners LP ("DCP"). As the investment manager of DCP, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DCP. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DCP. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DCP, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares of Common Stock beneficially owned by Dialectic Offshore, Ltd. ("DOF"). As the investment manager of DOF, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DOF. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DOF. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DOF, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.