Filing Details

Accession Number:
0000902664-10-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-05 12:00:00
Reporting Period:
2009-12-31
Filing Date:
2010-01-05
Accepted Time:
2010-01-05 17:40:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924168 Energy Focus Inc EFOI Electric Lighting & Wiring Equipment (3640) 943021850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276525 Diker Management Llc 745 Fifth Avenue
Suite 1409
New York NY 10151
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.00001 Par Value (The "Common Stock") Disposition 2009-12-31 375,000 $0.80 2,532,108 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The shares of Common Stock to which this line refers are held indirectly by Diker Management, LLC (the "Reporting Person"), in its capacity as the registered investment adviser of certain managed accounts and funds. The Reporting Person is a registered investment adviser and as such disclaims all beneficial ownership of these shares and in any case disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest in the shares of Common Stock. The Reporting Person is a registered investment adviser but has elected to file this Form 4 nevertheless.
  2. (continued from footnote 1)The reported sale was made pursuant to the Letter Agreement and the December Letter Agreement disclosed in the Schedule 13D filed by the Reporting Person on November 12, 2009, in Amendment No. 1 to the Schedule 13D filed by the Reporting Person on December 23, 2009 and pursuant to an agreement with Ouercus Trust as disclosed in the Schedule 13G filed by the Reporting Persons on Januaary 5, 2010.