Filing Details
- Accession Number:
- 0001209191-10-000354
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-30
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 17:56:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207476 | J Gregory Yurek | C/O American Superconductor Corporation 64 Jackson Road Devens MA 01434 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-12-30 | 7,975 | $32.56 | 185,115 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-01-04 | 117,025 | $32.56 | 302,140 | No | 4 | M | Direct | |
Common Stock | Disposition | 2009-12-30 | 7,975 | $42.05 | 294,165 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 100 | $42.25 | 294,065 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 200 | $42.24 | 293,865 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 400 | $42.23 | 293,465 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 472 | $42.22 | 292,993 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 428 | $42.21 | 292,565 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 200 | $42.18 | 292,365 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 394 | $42.13 | 291,971 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 600 | $42.12 | 291,371 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 350 | $42.11 | 291,021 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 2,550 | $42.10 | 288,471 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 2,762 | $42.09 | 285,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 2,400 | $42.08 | 283,309 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 2,346 | $42.07 | 280,963 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 1,352 | $42.06 | 279,611 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-04 | 102,471 | $42.05 | 177,140 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to buy) | Disposition | 2009-12-30 | 7,975 | $0.00 | 7,975 | $32.56 |
Common Stock | Stock Option (Right to buy) | Disposition | 2010-01-04 | 117,025 | $0.00 | 117,025 | $32.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
742,025 | 2010-07-28 | No | 4 | M | Direct | |
625,000 | 2010-07-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 752 | Indirect | By 401(K) Plan |
Footnotes
- The stock option exercise and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 Plan.
- Following all the transactions reported on this Form 4, the reporting person holds 177,140 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 752 shares indirectly through the company's 401(k) plan as of December 31, 2009.
- The option was fully vested as of July 28, 2005.