Filing Details
- Accession Number:
- 0001181431-10-000450
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 16:27:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1019883 | Appalachian Bancshares Inc | APAB | State Commercial Banks (6022) | 582242407 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265476 | Ronald Knight | 822 Industrial Boulevard Ellijay GA 30540 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2009-10-28 | 857,142 | $0.50 | 1,009,637 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 2,794 | Indirect | By Trust |
| Common Stock, $.01 Par Value | 6,556 | Indirect | Held by Spouse |
| Common Stock, $.01 Par Value | 2,200 | Indirect | Held as custodian for daughter |
Footnotes
- The reporting person disposed of $428,571 aggregate principal amount of Appalachian Community Bank Fixed Rate Subordinated Notes, due September 30, 2015, in exchange for 857,142 shares of the Company Common Stock.
- Shares held in trust for the benefit of an immediate family member. Reporting person is the trustee of the trust.
Billionaire Hedge Funds
