Filing Details
- Accession Number:
- 0001140361-10-001047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 17:29:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1011290 | 99 Cents Only Stores | NDN | Retail-Variety Stores (5331) | 952411605 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344517 | F Robert Kautz | C/O 99 Cents Only Stores 4000 Union Pacific Avenue City Of Commerce CA 90023 | Exec Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-04 | 7,500 | $13.10 | 37,242 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $9.54 | 2015-11-11 | 150,000 | 150,000 | Direct | |
Common Stock | Stock Option (right to buy) | $6.58 | 2018-01-11 | 110,678 | 110,678 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-11-11 | 150,000 | 150,000 | Direct |
2018-01-11 | 110,678 | 110,678 | Direct |
Footnotes
- This transaction was completed pursuant to a Rule 10b5-1 trading plan. This is the only transaction reported on this Form 4. The information provided in Table II reflects stock options currently owned by the Reporting Person that were granted on prior dates.
- This grant of options vested in three equal annual installments beginning November 11, 2006, and is now fully exercisable.
- This number of derivative securities only represents this specific class of derivative securities.
- This grant of options vests in three equal annual installments beginning January 11, 2009, so that 36,892 options are now exercisable.