Filing Details
- Accession Number:
- 0001112679-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 19:24:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-04 | 142,240 | $13.53 | 460,990 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-01-04 | 142,240 | $31.92 | 318,750 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-01-05 | 65,400 | $13.53 | 384,150 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-01-05 | 65,400 | $31.85 | 318,750 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-01-04 | 142,240 | $0.00 | 142,240 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-01-05 | 65,400 | $0.00 | 65,400 | $13.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
432,760 | 2013-06-01 | No | 4 | M | Direct | |
367,360 | 2013-06-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 18, 2009.
- Shares sold on the open market are reported as an average sell price per share of $31.92; breakdown of shares sold and per share sale prices are as follows: 500 at $31.67; 1,814 at $31.69; 686 at $31.70; 1,800 at $31.71; 500 at $31.72; 3,096 at $31.73; 5,304 at $31.74; 3,800 at $31.75; 1,640 at $31.76; 200 at $31.82; 182 at $31.83; 200 at $31.84; 7,256 at $31.85; 5,844 at $31.86; 1,600 at $31.87; 1,700 at $31.88; 2,699 at $31.89; 5,782 at $31.90; 16,866 at $31.91; 11,512 at $31.92; 3,832 at $31.93; 5,553 at $31.94; 7,466 at $31.95; 6,101 at $31.96; 6,410 at $31.97; 14,011 at $31.98; 4,454 at $31.99; 10,285 at $32.00; 2,500 at $32.01; 880 at $32.02; 1,934 at $32.03; 2,529 at $32.04; 404 at $32.05; 100 at $32.09; 100 at $32.10; 700 at $32.12; 100 at $32.13; 741 at $32.14; 259 at $32.18; 200 at $32.20; 400 at $32.24 and 300 at $32.29.
- Shares sold on the open market are reported as an average sell price per share of $31.85; breakdown of shares sold and per share sale prices are as follows: 500 at $31.37; 89 at $31.41; 300 at $31.42; 500 at $31.43; 400 at $31.44; 1,100 at $31.45; 100 at $31.46; 300 at $31.47; 300 at $31.48; 100 at $31.50; 270 at $31.51; 630 at $31.52; 600 at $31.53; 900 at $31.54; 400 at $31.55; 159 at 31.56; 141 at $31.57; 100 at $31.58; 200 at $31.63; 500 at $31.64; 1,800 at $31.67; 400 at $31.68; 1,318 at $31.69; 1,382 at $31.70; 1,507 at $31.71; 793 at $31.72; 1,000 at $31.73; 1,850 at $31.74; 461 at $31.75; 300 at $31.76; 150 at $31.77; 150 at $31.78; 800 at $31.79; 800 at $31.81; 300 at $31.82; 700 at $31.83; 100 at $31.84; 1,200 at $31.85; 500 at $31.86; 800 at $31.87; 2,300 at $31.88; 2,200 at $31.89; 2,200 at $31.90; 900 at $31.91; 2,100 at $31.93; 1,655 at $31.94; 4,645 at $31.95; 4,941 at $31.96; 5,559 at $31.97; 3,600 at $31.98; additional shares sold continued in footnote (4).
- Shares sold on the open market are reported as an average sell price per share of $31.85; continued from footnote (3); breakdown of shares sold and per share sale prices are as follows: 3,700 at $31.99; 2,900 at $32.00; 993 at $32.01; 3,407 at $32.02; 100 at $32.03 and 300 at $32.05.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.