Filing Details
- Accession Number:
- 0001209191-10-001418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-05 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-01-05
- Accepted Time:
- 2010-01-05 18:14:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095330 | Symyx Technologies Inc | SMMX | Services-Prepackaged Software (7372) | 770397908 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228196 | Trevor Heritage | C/O Symyx Technologies, Inc. 1263 East Arques Avenue Sunnyvale CA 94085 | Pres., Symyx Software | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-12-31 | 7,600 | $4.29 | 7,600 | No | 4 | M | Direct | |
Common Stock | Disposition | 2009-12-31 | 6,670 | $5.39 | 930 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Rt to Buy) | Disposition | 2009-12-31 | 7,600 | $0.00 | 7,600 | $4.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,400 | 2009-03-01 | 2009-12-31 | No | 4 | M | Direct |
Footnotes
- Reporting Person exercised 7,600 vested option shares using a net exercise and, after expenses, received 930 shares of Common Stock.
- On November 2, 2007, the Reporting Person was granted an option to purchase 38,000 shares of common stock. The option shares shall vest in increments of (i) 20% of the option shares on March 1, 2009 and the exercisability of such shares shall expire on December 31, 2009, (ii) 40% of the option shares shall vest on March 1, 2010 and the exercisability of such shares shall expire on December 31, 2010 and (iii) the remaining option shares shall vest on March 1, 2011 and the exercisability of such shares shall expire on December 31, 2011.