Filing Details
- Accession Number:
- 0001209191-10-000285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-30
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 16:43:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922717 | Chindex International Inc | CHDX | Wholesale-Medical, Dental & Hospital Equipment & Supplies (5047) | 133097642 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181958 | R Carol Kaufman | 6140 Stoneridge Mall Road Suite 590 Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-12-30 | 5,940 | $1.31 | 37,440 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-12-30 | 530 | $14.67 | 36,910 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2009-12-30 | 39,600 | $1.45 | 76,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-12-30 | 3,914 | $14.67 | 72,596 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2009-12-30 | 36,000 | $1.27 | 108,596 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-12-30 | 3,117 | $14.67 | 105,479 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2009-12-30 | 22,500 | $8.33 | 127,979 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-12-30 | 12,776 | $14.67 | 115,203 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2009-12-30 | 9,000 | $2.98 | 124,203 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-12-30 | 1,828 | $14.67 | 122,375 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2009-12-30 | 13,500 | $4.82 | 135,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-12-30 | 4,436 | $14.67 | 131,439 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2009-12-30 | 30,724 | $14.57 | 100,715 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 69,215 | $14.21 | 31,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase common stock | Disposition | 2009-12-30 | 5,940 | $1.31 | 5,940 | $1.31 |
| Common Stock | Option to purchase common stock | Disposition | 2009-12-30 | 39,600 | $1.45 | 39,600 | $1.45 |
| Common Stock | Option to purchase common stock | Disposition | 2009-12-30 | 36,000 | $1.27 | 36,000 | $1.27 |
| Common Stock | Option to purchase common stock | Disposition | 2009-12-30 | 22,500 | $8.33 | 22,500 | $8.33 |
| Common Stock | Option to purchase common stock | Disposition | 2009-12-30 | 9,000 | $2.98 | 9,000 | $2.98 |
| Common Stock | Option to purchase common stock | Disposition | 2009-12-30 | 13,500 | $4.82 | 13,500 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2000-11-20 | 2010-11-20 | No | 4 | M | Direct |
| 0 | 2001-11-20 | 2011-11-20 | No | 4 | M | Direct |
| 0 | 2003-03-14 | 2013-03-14 | No | 4 | M | Direct |
| 0 | 2004-04-26 | 2014-04-26 | No | 4 | M | Direct |
| 0 | 2005-07-08 | 2015-07-08 | No | 4 | M | Direct |
| 0 | 2006-02-10 | 2016-02-10 | No | 4 | M | Direct |
Footnotes
- Surrender of shares in connection with cashless exercise
- Sales ranging between $14.95-$14.50
- The reporting person hereby agrees that she will provide upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Sales ranging between $14.48-$14.10
Billionaire Hedge Funds
