Filing Details
- Accession Number:
- 0001088825-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 20:29:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1445390 | Anna Brunelle | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-04 | 1,675 | $6.18 | 76,675 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 1,675 | $10.19 | 75,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-04 | 826 | $6.18 | 75,826 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 826 | $10.19 | 75,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-04 | 938 | $6.51 | 75,938 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 938 | $10.51 | 75,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-05 | 937 | $6.71 | 75,937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-05 | 937 | $10.71 | 75,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-01-04 | 1,675 | $6.18 | 1,675 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-01-04 | 938 | $6.51 | 938 | $6.51 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-01-05 | 937 | $6.71 | 937 | $6.71 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-04 | 826 | $6.18 | 826 | $6.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,500 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 1,875 | 2006-07-19 | 2016-06-19 | No | 4 | M | Direct |
| 938 | 2006-04-20 | 2016-03-20 | No | 4 | M | Direct |
| 0 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
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