Filing Details
- Accession Number:
- 0001234452-10-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-05 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-01-05
- Accepted Time:
- 2010-01-05 21:28:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191310 | E Paul Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-04 | 22,000 | $29.21 | 812,696 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2010-01-04 | 22,000 | $46.68 | 790,696 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2010-01-04 | 2,000 | $29.21 | 792,696 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2010-01-04 | 2,000 | $46.97 | 790,696 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2010-01-04 | 28,000 | $29.21 | 818,696 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2010-01-04 | 28,000 | $46.97 | 790,696 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-04 | 22,000 | $0.00 | 22,000 | $29.21 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-04 | 2,000 | $0.00 | 2,000 | $29.21 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-01-04 | 28,000 | $46.97 | 28,000 | $29.21 |
| Common Stock | Phantom Stock Unit | Acquisiton | 2009-12-31 | 8,608 | $45.82 | 8,608 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2011-11-29 | No | 4 | M | Direct | |
| 0 | 2011-11-29 | No | 4 | M | Direct | |
| 350,000 | 2011-11-29 | No | 4 | M | Indirect | |
| 54,109 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 373,269 | Indirect | By GRAT |
| Common Stock | 373,269 | Indirect | by GRAT S |
Footnotes
- Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $46.65 to $46.82. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The sale prices for this transaction ranged from $46.96 to $46.99. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust.
- The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002.
- The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
- The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.
- The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
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