Filing Details
- Accession Number:
- 0001144204-10-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 09:17:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130385 | Foster Wheeler Ag | FWLT | Heavy Construction Other Than Bldg Const - Contractors (1600) | 223802649 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1337976 | Peter Ganz | C/O Foster Wheeler Ag Perryville Corporate Park Clinton NJ 08809-4000 | Exec Vp, General Counsel & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Registered Shares | Acquisiton | 2009-12-31 | 4,944 | $0.00 | 14,067 | No | 4 | M | Direct | |
Common Registered Shares | Acquisiton | 2009-12-31 | 3,664 | $0.00 | 17,731 | No | 4 | M | Direct | |
Common Registered Shares | Acquisiton | 2009-12-31 | 21,093 | $0.00 | 38,824 | No | 4 | M | Direct | |
Common Registered Shares | Acquisiton | 2009-12-31 | 11,326 | $0.00 | 50,150 | No | 4 | M | Direct | |
Common Registered Shares | Disposition | 2009-12-31 | 19,408 | $29.80 | 30,742 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Disposition | 2009-12-31 | 11,326 | $0.00 | 11,326 | $0.00 |
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Disposition | 2009-12-31 | 3,664 | $0.00 | 3,664 | $0.00 |
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Disposition | 2009-12-31 | 21,093 | $0.00 | 21,093 | $0.00 |
Common Registered Shares | Restricted Stock Units (Right to Acquire) | Disposition | 2009-12-31 | 4,944 | $0.00 | 4,944 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-31 | 2012-12-31 | No | 4 | M | Direct |
0 | 2008-12-31 | 2010-12-31 | No | 4 | M | Direct |
0 | 2009-12-31 | 2011-12-31 | No | 4 | M | Direct |
0 | 2007-12-31 | 2009-12-31 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2009.
- This weighted average price reflects trades in multiple transactions ranging from $29.72 per share to $30.0677 per share, inclusive. Full information regarding the number of shares sold at each separate price within the range noted above will be provided upon request to the SEC staff, the issuer, or any security holder of the issuer.
- 1-for-1
- Granted pursuant to Foster Wheeler Omnibus Incentive Plan. The terms of the restricted stock units provide that they vest, subject to earlier acceleration of vesting under certain circumstances, as to one-third of the shares on December 31, 2010, one-third of the shares on December 31, 2011, and the remaining one-third of the shares on December 31, 2012. Due to Mr. Ganz separation from the Company, effective December 31, 2009, vesting of all of these shares accelerated in accordance with his employment and equity agreement and were fully vested as of December 31, 2009. Upon vesting, common registered shares will be issued on a one-for-one basis.
- Not applicable
- Granted pursuant to Foster Wheeler Omnibus Incentive Plan. The terms of the restricted stock units provide that they vest, subject to earlier acceleration of vesting under certain circumstances, as to one-third of the shares on December 31, 2008, one-third of the shares on December 31, 2009, and the remaining one-third of the shares on December 31, 2010. Due to Mr. Ganz separation from the Company, effective December 31, 2009, vesting of all of these shares accelerated in accordance with his employment and equity agreement and were fully vested as of December 31, 2009. Upon vesting, common registered shares will be issued on a one-for-one basis.
- Granted pursuant to Foster Wheeler Omnibus Incentive Plan. The terms of the restricted stock units provide that they vest, subject to earlier acceleration of vesting under certain circumstances, as to one-third of the shares on December 31, 2009, one-third of the shares on December 31, 2010, and the remaining one-third of the shares on December 31, 2011. Due to Mr. Ganz separation from the Company, effective December 31, 2009, vesting of all of these shares accelerated in accordance with his employment and equity agreement and were fully vested as of December 31, 2009. Upon vesting, common registered shares will be issued on a one-for-one basis.
- Granted pursuant to Foster Wheeler Omnibus Incentive Plan. The terms of the restricted stock units provide that they vest, subject to earlier acceleration of vesting under certain circumstances, as to one-third of the shares on December 31, 2007, one-third of the shares on December 31, 2008, and the remaining one-third of the shares on December 31, 2009. Due to Mr. Ganz separation from the Company, effective December 31, 2009, vesting of all of these shares accelerated in accordance with his employment and equity agreement and were fully vested as of December 31, 2009. Upon vesting, common registered shares will be issued on a one-for-one basis.