Filing Details
- Accession Number:
- 0001140361-10-000972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 16:20:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040899 | David Nierenberg | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
1282683 | Nierenberg Investment Management Company, Inc. | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
1282684 | Diii Offshore Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
1365745 | D3 Family Bulldog Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
1365764 | Nierenberg Investment Management Offshore Inc. | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-04 | 26,270 | $15.01 | 555,557 | No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
Common Stock | Disposition | 2010-01-05 | 9,501 | $14.96 | 546,056 | No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
Common Stock | Disposition | 2010-01-05 | 3,000 | $14.96 | 2,336,995 | No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 550,291 | Indirect | By The DI3 Family Fund, LP |
Common Stock | 129,931 | Indirect | By The D3 Family Canadian Fund, LP |
Footnotes
- Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.