Filing Details
- Accession Number:
- 0000890163-10-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-01 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-02-01
- Accepted Time:
- 2010-02-01 17:03:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
869986 | Advanced Photonix Inc | API | Semiconductors & Related Devices (3674) | 330325826 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233369 | Potomac Capital Management Llc | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-04 | 101,300 | $0.73 | 1,601,739 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-05 | 27,900 | $0.73 | 1,573,839 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-13 | 27,000 | $0.70 | 1,546,839 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-14 | 400 | $0.70 | 1,546,439 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-15 | 1,900 | $0.72 | 1,544,539 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-22 | 38,810 | $0.72 | 1,505,729 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-25 | 2,900 | $0.71 | 1,502,829 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-26 | 16,600 | $0.71 | 1,486,229 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-27 | 23,000 | $0.70 | 1,463,229 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-28 | 28,800 | $0.70 | 1,434,429 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-29 | 39,700 | $0.73 | 1,394,729 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Pleiades Investment Partners R LP sold 129,200 shares of common stock. Potomac Capital Management, Inc. is the Investment Manager of this entity. Potomac Capital Management, LLC is a related entity with Mr. Paul J. Solit serving as the President of Potomac Capital Management, Inc. and as Managing Member of Potomac Capital Management LLC.
- Potomac Capital International Ltd sold 179,110 shares of common stock. Potomac Capital Management, Inc. is the Investment Manager of this entity. Potomac Capital Management, LLC is a related entity with Mr. Paul J. Solit serving as the Prseident of Potomac Capital Management, Inc. and as Managing Member of Potomac Capital Management LLC.