Filing Details
- Accession Number:
- 0001140361-10-002018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-19 12:00:00
- Reporting Period:
- 2010-01-14
- Filing Date:
- 2010-01-19
- Accepted Time:
- 2010-01-19 13:02:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383915 | F John Grabowsky | C/O Aerovironment, Inc. 181 W. Huntington Drive, Suite 202 Monrovia CA 91016 | Executive Vp And Gm | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-14 | 16,891 | $0.78 | 16,891 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-01-14 | 84,453 | $2.13 | 101,344 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-14 | 101,344 | $34.12 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2010-01-14 | 16,891 | $0.00 | 16,891 | $0.78 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2010-01-14 | 84,453 | $0.00 | 84,453 | $2.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-29 | No | 4 | M | Direct | |
| 21,114 | 2015-10-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 150 | Indirect | See footnote |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Grabowsky on October 27, 2008.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $33.90 - $34.55. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Shares held in the name of Matthew Grabowsky, son of Mr. Grabowsky
- The options vest in five equal annual installments beginning one year from June 29, 2004.
- The options vest in five equal annual installments beginning one year from October 20, 2005.
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