Filing Details
- Accession Number:
- 0001209191-10-000446
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-30
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 19:39:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283713 | Deborah Hayward | Ultra Clean Holdings, Inc. 150 Independence Dr. Menlo Park CA 94025 | Sr. Vice President Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-12-30 | 930 | $1.00 | 12,181 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-12-30 | 930 | $7.00 | 11,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2009-12-31 | 3 | $1.00 | 11,254 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-12-31 | 3 | $7.00 | 11,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-04 | 4,067 | $1.00 | 15,318 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 4,067 | $7.00 | 11,251 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2009-12-30 | 930 | $0.00 | 930 | $1.00 |
| Comon Stock | Stock Option | Disposition | 2009-12-31 | 3 | $0.00 | 3 | $1.00 |
| Common Stock | Stock Option | Disposition | 2010-01-04 | 4,067 | $0.00 | 4,067 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,320 | 2013-02-21 | No | 4 | M | Direct | |
| 35,317 | 2013-02-21 | No | 4 | M | Direct | |
| 31,250 | 2013-02-21 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 Plan adopted in November 2009.
- The option becomes exercisable over 4 years from the date of grant, with 25% becoming exercisable after the first year and monthly thereafter.
Billionaire Hedge Funds
