Filing Details
- Accession Number:
- 0001127602-10-001333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-11 12:00:00
- Reporting Period:
- 2010-01-07
- Filing Date:
- 2010-01-11
- Accepted Time:
- 2010-01-11 17:35:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1301063 | Alpha Natural Resources Inc. | ANR | Bituminous Coal & Lignite Surface Mining (1221) | 421638663 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317039 | R Vaughn Groves | One Alpha Place P. O. Box 2345 Abingdon VA 24212 | Evp, Gc & Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-07 | 5,556 | $0.00 | 64,577 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-01-07 | 3,933 | $0.00 | 60,644 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-01-11 | 6,284 | $0.00 | 66,928 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-11 | 6,284 | $53.00 | 60,644 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Options (Right to Buy) | Disposition | 2010-01-11 | 6,284 | $0.00 | 6,284 | $12.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-10 | No | 4 | M | Direct |
Footnotes
- Restricted stock unit award granted to reporting person under the Issuer's 2005 Long-Term Incentive Plan. The restricted stock units vest in three equal annual installments beginning January 7, 2011.
- Represents 3,933 shares tendered by reporting person to the Issuer for payment of withholding taxes; this transaction is exempt pursuant to Rule 16b-3 under the Securities and Exchange Act of 1934.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2009.
- Represents the weighted average sales price for all shares reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $53.00 to $53.07. Upon request, the reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
- The option vests in two equal annual installments beginning November 10, 2008.
Billionaire Hedge Funds
