Filing Details
- Accession Number:
- 0001127602-10-000925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 15:52:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182406 | M Walter Fiederowicz | 15 Secor Road Brookfield CT 06804 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-04 | 6,250 | $0.76 | 26,250 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2010-01-04 | 12,500 | $0.76 | 38,750 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2010-01-04 | 18,750 | $4.57 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 7,500 | $4.57 | 12,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 1,500 | $4.56 | 11,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 3,000 | $4.57 | 8,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 500 | $4.58 | 7,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-01-04 | 6,250 | $0.00 | 6,250 | $0.76 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-01-04 | 12,500 | $0.00 | 12,500 | $0.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,750 | 2018-11-10 | No | 4 | X | Direct | |
| 37,500 | 2018-11-10 | No | 4 | X | Direct |
Footnotes
- The stock options vest 25% over 4 years on the anniversary date of the grant.
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